SFC Licences of NG Shung Kai 吳崇佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tianlong Securities Co., Limited 天龍證券股份有限公司 | RO | 9 | 19 December 2023 | |
| Tianlong Securities Co., Limited 天龍證券股份有限公司 | RO | 4 | 19 December 2023 | |
| Schonfeld Strategic Advisors (Hong Kong) Limited | RE | 9 | 17 October 2022 | 17 February 2023 |
| Pinerion Investment Advisory Limited 鼎安投資顧問有限公司 | RO | 4 | 26 June 2017 | 30 September 2021 |
| Pinerion Asset Management Limited 鼎安資產管理有限公司 | RO | 9 | 19 April 2016 | 06 September 2021 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 | RE | 5 | 21 December 2015 | 15 April 2016 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 | RE | 1 | 21 December 2015 | 15 April 2016 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 | RE | 9 | 30 July 2013 | 15 April 2016 |
| Wharton Investment Advisors Limited | RE | 9 | 11 July 2008 | 31 December 2011 |
| Wharton Investment Advisors Limited | RE | 5 | 11 July 2008 | 31 December 2011 |
| Wharton Investment Advisors Limited | RE | 4 | 11 July 2008 | 31 December 2011 |