SFC Licences of KIM Jason Yong
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RE | 4 | 30 August 2017 | 31 August 2018 |
NH Investment & Securities (H.K.) Limited 農協投資證券(香港)有限公司 | RE | 1 | 30 August 2017 | 31 August 2018 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 30 May 2014 | 28 October 2016 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 30 May 2014 | 28 October 2016 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 25 June 2008 | 30 November 2012 |