SFC Licences of MONIOT Ludovic Marie

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
T.F.S. Derivatives HK Limited RE 2 03 January 2012
T.F.S. Derivatives HK Limited RE 1 03 January 2012
MF Global Hong Kong Limited 明富環球香港有限公司 RE 2 28 April 2009 10 November 2011
MF Global Hong Kong Limited 明富環球香港有限公司 RE 1 28 April 2009 10 November 2011
ICAP Securities Hong Kong Limited RE 2 20 June 2008 18 February 2009
ICAP Securities Hong Kong Limited RE 1 20 June 2008 18 February 2009