SFC Licences of LAM Siu Wing Cynthia 林兆泳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Headwater Capital Company Limited 沁源投資管理有限公司 | RE | 9 | 15 November 2023 | |
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 18 November 2008 | 30 June 2023 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 18 June 2008 | 30 June 2023 |