SFC Licences of BLACK JOYCE SUK HAN 龔淑嫻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 26 April 2016 | 07 June 2022 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 26 April 2016 | 07 June 2022 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 20 December 2010 | 21 January 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 20 December 2010 | 21 January 2016 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 12 May 2010 | 10 November 2010 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 21 October 2009 | 10 November 2010 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 23 June 2008 | 06 July 2009 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 23 June 2008 | 06 July 2009 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 23 June 2008 | 06 July 2009 |