SFC Licences of BLACK JOYCE SUK HAN 龔淑嫻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 26 April 2016 07 June 2022
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 26 April 2016 07 June 2022
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 20 December 2010 21 January 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 20 December 2010 21 January 2016
CLSA Futures Limited 里昂期貨有限公司 RE 2 12 May 2010 10 November 2010
CLSA Limited 中信里昂證券有限公司 RE 1 21 October 2009 10 November 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 23 June 2008 06 July 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 23 June 2008 06 July 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 23 June 2008 06 July 2009