SFC Licences of HELFER Paul Douglas

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Investment Funds (Hong Kong) Limited	RE	1	02 March 2018	12 March 2018
HSBC Global Asset Management (Hong Kong) Limited	RE	1	02 March 2018	12 March 2018
HSBC Investment Funds (Hong Kong) Limited	RE	1	26 September 2012	10 October 2012
HSBC Global Asset Management (Hong Kong) Limited	RE	1	26 September 2012	10 October 2012
HSBC Investment Funds (Hong Kong) Limited	RE	1	07 September 2010	21 September 2010
Halbis Capital Management (Hong Kong) Limited	RE	1	07 September 2010	21 September 2010
HSBC Global Asset Management (Hong Kong) Limited	RE	1	07 September 2010	21 September 2010
HSBC Investment Funds (Hong Kong) Limited	RE	1	03 March 2010	02 April 2010
Halbis Capital Management (Hong Kong) Limited	RE	1	03 March 2010	02 April 2010
HSBC Global Asset Management (Hong Kong) Limited	RE	1	03 March 2010	02 April 2010
HSBC Investment Funds (Hong Kong) Limited	RE	1	28 September 2009	12 October 2009
Halbis Capital Management (Hong Kong) Limited	RE	1	28 September 2009	12 October 2009
HSBC Global Asset Management (Hong Kong) Limited	RE	1	28 September 2009	12 October 2009
HSBC Global Asset Management (Hong Kong) Limited	RE	1	20 June 2008	20 July 2008
HSBC Investment Funds (Hong Kong) Limited	RE	1	20 June 2008	20 July 2008