SFC Licences of MILLER Ryan James

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
OSL Digital Securities Limited OSL數字證券有限公司 RO 1 31 January 2023
OSL Digital Securities Limited OSL數字證券有限公司 RE 1 11 January 2021 31 January 2023
OSL Digital Securities Limited OSL數字證券有限公司 RE 7 11 January 2021
LMAX Hong Kong Limited RE 3 26 October 2015 27 February 2018
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 2 06 August 2013 10 September 2014
SG Asset Finance (Hong Kong) Limited RE 2 06 August 2013 10 September 2014
SG Asset Finance (Hong Kong) Limited RE 1 06 August 2013 10 September 2014
Zhongrong International Futures Co., Limited 中融國際期貨有限公司 RE 2 09 January 2012 23 November 2012
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 2 04 September 2008 02 March 2011
SG Asset Finance (Hong Kong) Limited RE 2 04 September 2008 02 March 2011
SG Asset Finance (Hong Kong) Limited RE 1 04 September 2008 02 March 2011
Newedge Broker Limited 新際經紀有限公司 RE 7 04 September 2008 31 July 2009
Newedge Broker Limited 新際經紀有限公司 RE 2 04 September 2008 31 July 2009
Newedge Broker Limited 新際經紀有限公司 RE 1 04 September 2008 31 July 2009
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 1 20 June 2008 20 June 2008
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 2 20 June 2008 20 June 2008