SFC Licences of SIVAPATHASUNDARAM Radeepan

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tora Trading Services Limited RO 7 02 February 2010 17 September 2010
Tora Trading Services Limited RO 2 04 August 2009 17 September 2010
Tora Trading Services Limited RO 1 04 August 2009 17 September 2010
Tora Trading Services Limited RE 2 09 June 2009 04 August 2009
Tora Trading Services Limited RE 1 09 June 2009 04 August 2009
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 20 June 2008 11 December 2008
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 20 June 2008 11 December 2008
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 20 June 2008 11 December 2008