SFC Licences of SIVAPATHASUNDARAM Radeepan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tora Trading Services Limited | RO | 7 | 02 February 2010 | 17 September 2010 |
Tora Trading Services Limited | RO | 2 | 04 August 2009 | 17 September 2010 |
Tora Trading Services Limited | RO | 1 | 04 August 2009 | 17 September 2010 |
Tora Trading Services Limited | RE | 2 | 09 June 2009 | 04 August 2009 |
Tora Trading Services Limited | RE | 1 | 09 June 2009 | 04 August 2009 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 20 June 2008 | 11 December 2008 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 20 June 2008 | 11 December 2008 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 20 June 2008 | 11 December 2008 |