SFC Licences of LEE Wang Sun 李宏燊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan FX Limited 國泰君安外匯有限公司
RE 3 02 September 2021
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1, 4 05 October 2018
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 2, 5 05 October 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 09 September 2016 14 September 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 09 September 2016 14 September 2018
BOCI Securities Limited 中銀國際證券有限公司
RE 3 04 March 2013 27 November 2014
BOCI Securities Limited 中銀國際證券有限公司
RE 2 11 March 2009 18 August 2016
BOCI Securities Limited 中銀國際證券有限公司
RE 1 20 June 2008 18 August 2016
BOCI Securities Limited 中銀國際證券有限公司
RE 4 20 June 2008 10 November 2011