SFC Licences of LEE Wang Sun 李宏燊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 02 September 2021 | |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 05 October 2018 | |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 05 October 2018 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 05 October 2018 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 05 October 2018 | |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 09 September 2016 | 14 September 2018 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 09 September 2016 | 14 September 2018 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 04 March 2013 | 27 November 2014 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 11 March 2009 | 18 August 2016 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 20 June 2008 | 18 August 2016 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 20 June 2008 | 10 November 2011 |