SFC Licences of XIE Hao 謝皓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 | RO | 4 | 18 July 2019 | 12 January 2024 |
DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 | RO | 1 | 18 July 2019 | 18 July 2022 |
DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 | RE | 4 | 07 February 2018 | 18 July 2019 |
DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 | RE | 1 | 07 February 2018 | 18 July 2019 |
DSG Financial Advisory (HK) Co. Limited 德誠金融顧問香港有限公司 | RO | 6 | 26 July 2017 | 12 January 2024 |
DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 | RE | 4 | 29 August 2016 | 10 March 2017 |
DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 | RE | 1 | 29 August 2016 | 10 March 2017 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 20 June 2008 | 01 March 2016 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 20 June 2008 | 01 March 2016 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 20 June 2008 | 01 March 2016 |