SFC Licences of XIE Hao 謝皓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 RO 4 18 July 2019 12 January 2024
DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 RO 1 18 July 2019 18 July 2022
DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 RE 4 07 February 2018 18 July 2019
DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 RE 1 07 February 2018 18 July 2019
DSG Financial Advisory (HK) Co. Limited 德誠金融顧問香港有限公司 RO 6 26 July 2017 12 January 2024
DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 RE 4 29 August 2016 10 March 2017
DSG Securities (Hong Kong) Limited 德誠環球證券(香港)有限公司 RE 1 29 August 2016 10 March 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 20 June 2008 01 March 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 20 June 2008 01 March 2016
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 20 June 2008 01 March 2016