SFC Licences of XU Shaohong, Alex 許少宏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Asset Management Limited 華富建業資產管理有限公司 | RE | 9 | 27 December 2023 | |
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 9 | 26 August 2022 | 17 August 2023 |
Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 | RE | 1 | 09 August 2021 | 28 October 2021 |
Kaisa Asset Management Limited 佳兆業資產管理有限公司 | RE | 4 | 05 July 2021 | 28 October 2021 |
Amber Hill Capital Limited 安山資本有限公司 | RE | 4 | 20 July 2020 | 01 April 2021 |
Kaisa Asset Management Limited 佳兆業資產管理有限公司 | RE | 4 | 19 March 2019 | 30 April 2020 |
Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 | RE | 1 | 19 March 2019 | 30 April 2020 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 22 June 2011 | 31 March 2012 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 14 April 2011 | 31 March 2012 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 23 June 2008 | 16 May 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 23 June 2008 | 16 May 2009 |