SFC Licences of ZHU Jinji 朱勁吉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Allianz Global Investors Asia Pacific Limited | RE | 9 | 08 October 2021 | |
Allianz Global Investors Asia Pacific Limited | RE | 4 | 03 September 2021 | |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 02 September 2019 | 04 August 2021 |
Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 4 | 29 September 2009 | 03 February 2012 |
MainFirst Securities Hong Kong Limited | RE | 4 | 22 June 2009 | 20 August 2009 |
UBS Securities Asia Limited | RE | 2 | 02 July 2008 | 28 April 2009 |
UBS Securities Asia Limited | RE | 1 | 02 July 2008 | 28 April 2009 |
UBS Securities Hong Kong Limited | RE | 1 | 02 July 2008 | 28 April 2009 |