SFC Licences of LAI Kai Tsun, Johnson 黎啟進
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 5 | 10 December 2018 | 17 December 2021 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 30 June 2010 | 17 December 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 29 December 2009 | 17 December 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 18 August 2009 | 17 December 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 18 August 2009 | 17 December 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 18 August 2009 | 01 November 2013 |
| UBS Securities Hong Kong Limited | RE | 1 | 02 July 2008 | 10 July 2009 |
| UBS Securities Asia Limited | RE | 1 | 02 July 2008 | 10 July 2009 |
| UBS Securities Asia Limited | RE | 2 | 02 July 2008 | 10 July 2009 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 02 July 2008 | 10 July 2009 |