SFC Licences of CHEN Nan 陳南
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Vered Securities Limited 中薇證券有限公司 | RO | 6 | 19 March 2024 | |
| China Vered Securities Limited 中薇證券有限公司 | RE | 6 | 13 May 2020 | 19 March 2024 |
| China Vered Securities Limited 中薇證券有限公司 | RE | 4 | 13 May 2020 | |
| China Vered Securities Limited 中薇證券有限公司 | RE | 1 | 13 May 2020 | |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 | RE | 6 | 28 August 2015 | 28 December 2018 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 25 April 2012 | 28 December 2018 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 25 April 2012 | 28 August 2015 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 10 January 2011 | 13 April 2012 |
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 10 January 2011 | 13 April 2012 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 1 | 09 September 2008 | 14 May 2009 |