SFC Licences of XIE Yaxuan 謝亞軒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 16 September 2013 | 19 January 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 4 | 28 April 2011 | 16 September 2013 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 14 July 2008 | 28 April 2011 |