SFC Licences of NAKAMURA Tomoyuki 仲村知之
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 02 November 2019 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 02 November 2019 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 24 November 2014 | 02 October 2017 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 24 November 2014 | 02 October 2017 |
KGI Asset Management Limited 凱基資產管理有限公司 | RE | 4 | 01 November 2013 | 13 November 2014 |
KGI Asset Management Limited 凱基資產管理有限公司 | RE | 1 | 01 November 2013 | 13 November 2014 |
Apollo Asset Management Limited 太陽神資產管理有限公司 | RE | 4 | 12 September 2012 | 30 June 2013 |
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 4 | 15 November 2011 | 10 March 2012 |
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 25 February 2009 | 13 July 2011 |
Asset Management Group Limited 資產管理集團有限公司 | RE | 4 | 22 July 2008 | 31 January 2009 |