SFC Licences of LAU Ho Yan 劉可茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fulbright Asset Management Limited 富昌資產管理有限公司 | RE | 9 | 22 September 2017 | 15 May 2019 |
| Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 22 September 2017 | 15 May 2019 |
| Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 11 August 2017 | 15 May 2019 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 25 March 2015 | 16 February 2017 |
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 03 September 2013 | 20 November 2014 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 24 August 2009 | 26 July 2010 |
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 30 June 2008 | 26 July 2010 |