SFC Licences of LO Chia-Chen 羅家真

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Wisdom Asset Management Limited 滙智資產管理有限公司	RE	9	16 September 2020
Wisdom Asset Management Limited 滙智資產管理有限公司	RE	4	16 September 2020
Wisdom Asset Management Limited 滙智資產管理有限公司	RE	1	16 September 2020
LGT Investment Management (Asia) Limited	RE	1	12 February 2020	04 July 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	4	02 September 2013	16 January 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	2	02 September 2013	16 January 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	02 September 2013	16 January 2017
Morgan Stanley Hong Kong Securities Limited	RE	2	06 December 2010	14 May 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	09 September 2010	14 May 2012
Morgan Stanley Hong Kong Futures Limited	RE	2	09 September 2010	06 December 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	4	17 September 2008	28 July 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	02 July 2008	28 July 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	02 July 2008	28 July 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	02 July 2008	28 July 2010