SFC Licences of JIANG Jian 蔣健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RO | 2 | 09 December 2010 | 26 April 2019 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RO | 1 | 19 March 2009 | 26 April 2019 |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 28 November 2008 | 09 December 2010 |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 02 July 2008 | 19 March 2009 |