SFC Licences of CHANG Shu-Wei 張書維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 21 January 2021 | |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 21 January 2021 | |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 21 January 2021 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 24 June 2013 | 11 January 2021 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 17 September 2008 | 11 January 2021 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 02 July 2008 | 11 January 2021 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 02 July 2008 | 31 August 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 02 July 2008 | 31 August 2013 |