SFC Licences of LIAO Jung Tsen 廖容岑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mercer Investments (HK) Limited 美世投資(香港)有限公司 | RE | 9 | 25 November 2019 | |
Mercer Investments (HK) Limited 美世投資(香港)有限公司 | RE | 4 | 25 November 2019 | |
Mercer Investments (HK) Limited 美世投資(香港)有限公司 | RE | 1 | 25 November 2019 | |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 02 July 2008 | 07 July 2008 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 02 July 2008 | 07 July 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 02 July 2008 | 07 July 2008 |