SFC Licences of LIU Shih-Hsien 劉士賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 31 May 2011 | 14 May 2012 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 31 May 2011 | 14 May 2012 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 17 September 2008 | 06 May 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 02 July 2008 | 06 May 2011 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 02 July 2008 | 06 May 2011 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 02 July 2008 | 06 May 2011 |