SFC Licences of CHAN Wing Yan, Vivian 陳榮恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 1 | 15 March 2012 | 10 September 2012 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 10 June 2011 | 01 November 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 10 June 2011 | 01 November 2011 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 03 July 2008 | 04 May 2011 |