SFC Licences of XU Ce 徐策
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 6 | 30 November 2017 | 11 May 2018 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 03 January 2017 | 30 November 2017 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 27 July 2010 | 20 September 2016 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 27 July 2010 | 20 September 2016 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 21 December 2009 | 02 June 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 31 October 2008 | 02 June 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 31 October 2008 | 02 June 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 04 July 2008 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 04 July 2008 | 29 September 2008 |