SFC Licences of XU Ce 徐策

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 6 30 November 2017 11 May 2018
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 03 January 2017 30 November 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 27 July 2010 20 September 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 27 July 2010 20 September 2016
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 21 December 2009 02 June 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 31 October 2008 02 June 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 31 October 2008 02 June 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 04 July 2008 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 04 July 2008 29 September 2008