SFC Licences of NG Wai Sze 吳惠詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 29 May 2023 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 29 May 2023 | |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 20 November 2019 | 19 April 2023 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 | RE | 2 | 01 November 2019 | 13 December 2021 |
| Huatai (Hong Kong) Futures Limited 華泰(香港)期貨有限公司 | RE | 2 | 15 September 2017 | 04 October 2019 |
| Hafoo Securities Limited 哈富證券有限公司 | RE | 1 | 05 August 2015 | 29 July 2017 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 28 August 2014 | 16 June 2015 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 07 August 2014 | 18 August 2014 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 22 June 2012 | 01 August 2014 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 07 July 2008 | 01 August 2014 |