SFC Licences of LEE So Ryung 李昭姈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 06 September 2010 | 07 March 2011 |
Merrill Lynch Far East Limited | RE | 1 | 22 March 2010 | 07 March 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 March 2010 | 07 March 2011 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 22 March 2010 | 06 September 2010 |
Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 25 March 2009 | 27 June 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 25 March 2009 | 27 June 2009 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 25 March 2009 | 27 June 2009 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 25 March 2009 | 27 June 2009 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 25 March 2009 | 27 June 2009 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 13 October 2008 | 13 March 2009 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 13 October 2008 | 13 March 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 03 July 2008 | 13 March 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 03 July 2008 | 13 March 2009 |
Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 03 July 2008 | 13 March 2009 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 03 July 2008 | 13 March 2009 |