SFC Licences of CHOW Kwai Shing 鄒貴成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RO | 1 | 07 October 2014 | 26 October 2014 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 06 September 2012 | 26 October 2014 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 06 September 2012 | 07 October 2014 |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 06 September 2011 | 11 August 2012 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 06 September 2011 | 11 August 2012 |
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 16 October 2008 | 19 August 2010 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 02 July 2008 | 19 August 2010 |