SFC Licences of HO Ka Huen 何嘉烜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	4	20 September 2023
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	2	20 September 2023
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	1	20 September 2023
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	1	02 August 2022	08 September 2023
TFI Securities and Futures Limited 天風國際證券與期貨有限公司	RO	1	27 August 2019	12 July 2022
TFI Securities and Futures Limited 天風國際證券與期貨有限公司	RE	1	06 May 2019	27 August 2019
TFI Asset Management Limited 天風國際資產管理有限公司	RE	4	16 November 2018	12 July 2022
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	1	19 May 2015	31 August 2018
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	2	04 June 2014	08 May 2015
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	1	04 June 2014	08 May 2015
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	2	09 January 2014	30 May 2014
Barclays Capital Asia Limited 巴克萊亞洲有限公司	RE	1	09 January 2014	30 May 2014
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	23 December 2011	28 December 2013
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	23 December 2011	28 December 2013
Cheong Lee Securities Limited 昌利證券有限公司	RE	5	15 October 2010	14 December 2011
Cheong Lee Securities Limited 昌利證券有限公司	RE	2	13 November 2009	14 December 2011
Cheong Lee Securities Limited 昌利證券有限公司	RE	4	23 September 2008	14 December 2011
Cheong Lee Securities Limited 昌利證券有限公司	RE	1	25 August 2008	14 December 2011
Riche Bright Securities Limited 富明證券有限公司	RE	1	07 July 2008	01 August 2008