SFC Licences of FAULKNER Matthew Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BTIG Hong Kong Limited | RO | 1 | 01 April 2021 | |
| BTIG Hong Kong Limited | RE | 1 | 20 September 2012 | 01 April 2021 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 1 | 07 July 2008 | 11 November 2011 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 2 | 07 July 2008 | 11 November 2011 |