SFC Licences of LOU Wendy 樓怡伶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | 11 July 2016 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 29 September 2015 | 11 July 2016 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 29 September 2015 | 30 June 2016 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 29 September 2015 | 30 June 2016 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 02 July 2013 | 20 September 2015 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 02 July 2013 | 20 September 2015 |
| De Riva Asia Limited | RE | 2 | 12 November 2010 | 28 June 2013 |
| De Riva Asia Limited | RE | 1 | 12 November 2010 | 28 June 2013 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 04 July 2008 | 06 November 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 July 2008 | 06 November 2010 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 04 July 2008 | 06 November 2010 |