SFC Licences of CHAN Wing Gee, Hermia 陳穎芝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Basis Asset Management Limited 格致資產管理有限公司 | RO | 9 | 17 May 2023 | |
Basis Asset Management Limited 格致資產管理有限公司 | RO | 4 | 17 May 2023 | |
Basis Asset Management Limited 格致資產管理有限公司 | RE | 9 | 08 April 2021 | 17 May 2023 |
Basis Asset Management Limited 格致資產管理有限公司 | RE | 4 | 08 April 2021 | 17 May 2023 |
GAM Hong Kong Limited 環球投資(香港)有限公司 | RE | 9 | 08 March 2013 | 20 September 2019 |
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 | RE | 4 | 01 August 2008 | 28 February 2013 |
AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 | RE | 5 | 01 August 2008 | 28 February 2013 |