SFC Licences of ARORA Dhruv
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Derivatives Hong Kong Limited | RE | 2 | 19 June 2013 | 30 April 2015 |
| UBS Securities Hong Kong Limited | RE | 7 | 28 November 2011 | 30 April 2015 |
| UBS Securities Asia Limited | RE | 2 | 04 July 2008 | 30 April 2015 |
| UBS Securities Asia Limited | RE | 1 | 04 July 2008 | 30 April 2015 |
| UBS Securities Hong Kong Limited | RE | 1 | 04 July 2008 | 30 April 2015 |