SFC Licences of KOH Sia Lin, Shirlly 許夏琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Essence International Financial Holdings Limited 安信國際金融控股有限公司 | RE | 1 | 18 June 2009 | 21 August 2010 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 19 August 2008 | 13 June 2009 |
Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 9 | 19 August 2008 | 13 June 2009 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 19 August 2008 | 13 June 2009 |
Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 9 | 19 August 2008 | 13 June 2009 |
Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 1 | 19 August 2008 | 13 June 2009 |