SFC Licences of LEE Kin Chun 李健駿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 09 June 2022 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 09 June 2022 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 20 February 2019 | 26 May 2022 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 22 February 2016 | 26 May 2022 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 01 June 2012 | 23 December 2015 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 01 June 2012 | 23 December 2015 |
Merrill Lynch Far East Limited | RE | 2 | 05 October 2010 | 20 March 2012 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 02 August 2010 | 16 December 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 April 2010 | 01 August 2010 |
Merrill Lynch Far East Limited | RE | 1 | 04 July 2008 | 20 March 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 July 2008 | 20 March 2012 |