SFC Licences of BOLON Jonathan Quinn
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 25 March 2011 | 28 August 2012 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 17 November 2010 | 28 August 2012 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 17 May 2010 | 29 July 2010 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 17 May 2010 | 29 July 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 11 November 2008 | 10 March 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 11 November 2008 | 10 March 2010 |
Lehman Brothers Futures Asia Limited | RE | 2 | 14 July 2008 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 14 July 2008 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 14 July 2008 | 29 September 2008 |
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 1 | 14 July 2008 | 29 September 2008 |