SFC Licences of LU Yan 陸彥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Jupiter Research Capital (Asia) Limited	RO	9	23 November 2021
Jupiter Research Capital (Asia) Limited	RE	9	15 October 2021	23 November 2021
Pandtong Quantitative Research Limited 磐通量化研究有限公司	RO	9	18 February 2021	16 September 2021
Pandtong Quantitative Research Limited 磐通量化研究有限公司	RO	4	18 February 2021	16 September 2021
CSOP Asset Management Limited 南方東英資產管理有限公司	RO	9	11 December 2017	01 April 2020
CSOP Asset Management Limited 南方東英資產管理有限公司	RE	4	11 November 2013	01 April 2020
CSOP Asset Management Limited 南方東英資產管理有限公司	RE	9	11 November 2013	11 December 2017
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司	RE	9	22 February 2011	31 August 2013
E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司	RE	4	22 February 2011	31 August 2013
BOCOM International Securities Limited 交銀國際證券有限公司	RE	2	07 September 2009	19 February 2011
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	07 September 2009	19 February 2011
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	09 July 2008	15 August 2009
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	09 July 2008	15 August 2009