SFC Licences of LO Henek Hon Ning 羅漢寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 11 April 2011 | 15 June 2012 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 16 August 2010 | 04 March 2011 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 16 August 2010 | 04 March 2011 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 10 July 2008 | 04 March 2011 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 10 July 2008 | 04 March 2011 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 10 July 2008 | 04 March 2011 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 10 July 2008 | 04 March 2011 |