SFC Licences of SZE Chiu Kwan 施超群

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Redbridge Capital Management Limited	RO	9	22 March 2023
Redbridge Capital Management Limited	RO	4	22 March 2023
Redbridge Capital Management Limited	RE	9	01 February 2023	22 March 2023
Redbridge Capital Management Limited	RE	4	01 February 2023	22 March 2023
Finex Hong Kong Limited	RO	9	04 June 2019	31 January 2023
Finex Hong Kong Limited	RO	4	08 October 2018	31 January 2023
Finex Hong Kong Limited	RE	4	11 September 2018	08 October 2018
VSTH Capital Global Asset Management Limited 清控偉仕資產管理有限公司	RO	9	18 April 2018	05 August 2018
VSTH Capital Global Asset Management Limited 清控偉仕資產管理有限公司	RO	4	18 April 2018	05 August 2018
Genesis Capital Investment (HK) Limited 聯和運通投資(香港)有限公司	RE	9	16 April 2015	20 October 2015
Legends Asset Management Limited 天駿資產管理有限公司	RE	9	02 January 2014	27 March 2015
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	06 June 2013	02 November 2013
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	06 June 2013	02 November 2013
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司	RE	2	25 March 2011	31 May 2013
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司	RE	1	16 September 2010	31 May 2013
Chief Securities Limited 致富證券有限公司	RE	1	17 June 2009	09 September 2010
Lion Global Financial Limited 獅瀚環球金融有限公司	RE	1	02 March 2009	03 June 2009
Lion Global Financial Limited 獅瀚環球金融有限公司	RE	4	08 July 2008	03 June 2009