SFC Licences of CHEN Xiaobing 陳小冰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 1 | 26 September 2016 | 09 July 2023 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 07 November 2014 | 22 September 2016 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 1 | 04 August 2008 | 01 August 2014 |