SFC Licences of HATRICK Kerr
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 7 | 07 October 2022 | |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 07 October 2022 | |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 07 October 2022 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 07 October 2022 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 27 May 2014 | 27 June 2022 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 27 May 2014 | 27 June 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 14 January 2014 | 27 June 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 14 January 2014 | 27 June 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 14 January 2014 | 27 June 2022 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 14 January 2014 | 27 June 2022 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 14 July 2008 | 28 January 2011 |