SFC Licences of BARRETT James Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FIL Investment Advisors | RE | 9 | 31 October 2022 | |
| FIL Investment Advisors | RE | 4 | 31 October 2022 | |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 31 October 2022 | |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 31 October 2022 | |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 31 October 2022 | |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 03 July 2012 | 29 November 2013 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 13 May 2010 | 30 June 2012 |
| Frontier Asia Capital Hong Kong Limited 飛騰亞洲基金有限公司 | RE | 9 | 07 April 2009 | 18 July 2009 |
| Frontier Asia Capital Hong Kong Limited 飛騰亞洲基金有限公司 | RE | 4 | 07 April 2009 | 18 July 2009 |
| Citadel Asia Limited | RE | 9 | 25 July 2008 | 08 January 2009 |