SFC Licences of HUI Sum Yuet Barbara 許心悅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 20 December 2011 | 05 March 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 August 2010 | 05 March 2012 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 14 July 2008 | 17 July 2010 |
| FT Securities Limited 富通證券有限公司 | RE | 5 | 14 July 2008 | 17 July 2010 |
| FT Securities Limited 富通證券有限公司 | RE | 2 | 14 July 2008 | 17 July 2010 |