SFC Licences of YANG Jing 楊婧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Patria Investments Hong Kong Limited RE 1 03 April 2024
Stifel Hong Kong Limited RO 1 23 November 2021 27 December 2022
Stifel Hong Kong Limited RE 1 14 September 2017 23 November 2021
Merrill Lynch Far East Limited RE 4 21 July 2008 22 July 2009
Merrill Lynch Far East Limited RE 6 21 July 2008 22 July 2009
Merrill Lynch (Asia Pacific) Limited RE 1 21 July 2008 22 July 2009
Merrill Lynch Far East Limited RE 1 21 July 2008 22 July 2009
Merrill Lynch (Asia Pacific) Limited RE 6 21 July 2008 22 July 2009
Merrill Lynch (Asia Pacific) Limited RE 4 21 July 2008 22 July 2009