SFC Licences of LIU Chak Ming 廖澤銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 1 | 27 May 2020 | |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 9 | 30 July 2019 | |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 | RE | 4 | 28 June 2019 | |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 4 | 13 June 2018 | 31 May 2019 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 13 June 2018 | 31 May 2019 |
| SC Lowy Financial (HK) Limited | RE | 1 | 25 April 2014 | 18 April 2016 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 1 | 31 August 2012 | 07 April 2014 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 4 | 09 December 2011 | 07 April 2014 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 9 | 14 July 2008 | 07 April 2014 |