SFC Licences of HU Zhaoling 胡昭玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 28 January 2015 | |
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 30 July 2013 | |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 20 August 2009 | 13 April 2013 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 20 August 2009 | 10 December 2012 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 4 | 15 July 2008 | 13 August 2009 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 15 July 2008 | 13 August 2009 |