SFC Licences of WANG Xiao 王瀟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 6 | 05 August 2016 | 16 July 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 4 | 05 August 2016 | 16 July 2021 |
| CLSA Limited 中信里昂證券有限公司 | RO | 1 | 05 August 2016 | 16 July 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 24 April 2015 | 05 August 2016 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 24 April 2015 | 05 August 2016 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 24 April 2015 | 05 August 2016 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 11 July 2008 | 01 January 2016 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 6 | 11 July 2008 | 01 January 2016 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 11 July 2008 | 01 January 2016 |