SFC Licences of LEE Shon Kee, Kenneth 李崇基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Gateway Capital (Hong Kong) Limited | RE | 9 | 27 April 2022 | |
Gateway Capital (Hong Kong) Limited | RE | 4 | 27 April 2022 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 06 April 2020 | 07 October 2021 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 11 July 2008 | 19 October 2009 |