SFC Licences of NG Po Yiu 吳寶瑤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Telecom King Securities Limited 電訊數碼證券有限公司 | RE | 1 | 19 June 2009 | 01 August 2011 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 14 July 2008 | 01 December 2008 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 14 July 2008 | 01 December 2008 |