SFC Licences of LIM Siok Ling, Eileen 林淑玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura Securities (Hong Kong) Limited | RE | 2 | 03 February 2010 | 30 December 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 08 June 2009 | 30 December 2010 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 08 June 2009 | 19 February 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 20 April 2009 | 30 December 2010 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 4 | 16 July 2008 | 10 January 2009 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 | RE | 1 | 16 July 2008 | 10 January 2009 |