SFC Licences of DUSAD Rohit
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 19 January 2009 | 14 April 2010 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 19 January 2009 | 14 April 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 18 July 2008 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 18 July 2008 | 29 September 2008 |